Womble Perspectives
Welcome to Womble Perspectives, where we explore a wide range of topics from the latest legal updates to industry trends to the business of law. Our team of lawyers, professionals and occasional outside guests will take you through the most pressing issues facing businesses today and provide practical and actionable advice to help you navigate the ever-changing legal landscape. With a focus on innovation, collaboration and client service, we are committed to delivering exceptional value to our clients and to the communities we serve.
Womble Perspectives
Navigating the New SEC Marketing Rule for Fintech Companies
The world of investment advising is rapidly evolving, and AI is at the forefront of this transformation. With these advancements, however, come new regulations designed to ensure transparency and fairness. The SEC Marketing Rule, revamped in 2020, has significant implications for fintech companies, especially those leveraging AI.
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About the authors:
Louis Froelich
Joshua Wabnik