Womble Perspectives
Navigating the New SEC Marketing Rule for Fintech Companies
The world of investment advising is rapidly evolving, and AI is at the forefront of this transformation. With these advancements, however, come new regulations designed to ensure transparency and fairness. The SEC Marketing Rule, revamped in 2020, has significant implications for fintech companies, especially those leveraging AI.
Read the full article.
About the authors:
Louis Froelich
Joshua Wabnik
The world of investment advising is rapidly evolving, and AI is at the forefront of this transformation. With these advancements, however, come new regulations designed to ensure transparency and fairness. The SEC Marketing Rule, revamped in 2020, has significant implications for fintech companies, especially those leveraging AI.
Read the full article.
About the authors:
Louis Froelich
Joshua Wabnik